Rockford Office

Bates Financial Advisors, Inc., and its affiliate companies, are equipped with a staff of well-qualified, experienced financial experts who are focused on providing the very best in products and services to their clients.
George D. Bates

George D. Bates

Investment Advisor Representative
George E. Bates

George E. Bates

Founder Investment Advisor Representative
George H. Bates

George H. Bates

Financial Analyst
Matthew D. Bates

Matthew D. Bates

Financial Analyst
Felicia Gulotta-Johnson

Felicia Gulotta-Johnson

Office Manager Human Resources Manager
LeLisa DiTullio

LeLisa DiTullio

Advisor Assistant
Alma Mandujano

Alma Mandujano

Advisor Assistant CRM Manager
Jennifer (Bates) Charles

Jennifer (Bates) Charles

Back Office Administrator, Compliance Administrator, Bookkeeper
Breanna Nichols

Breanna Nichols

Electronic Repository Administrator
Securities through Bates Securities, Inc., member FINRA and SIPC. Advisory services through Bates Financial Advisors, Inc., an SEC Registered Investment Adviser. Past performance is not indicative of future results. All investing involves risk of loss, including loss of some or all principal invested.  Speak to your tax and/or financial professional prior to investing. Bates Securities, Inc. and Bates Financial Advisors, Inc. are affiliated through common control and ownership.